金融监督管理委员会民国110年3月31日金管证券字第1100335023A号

依据「证券交易法」第45条、「证券商设置标准」第2条、「证券商管理规则」第31条第1项及第36条之1第2项规定，订定证券商办理兼营证券投资顾问或期货顾问业务之相关规定，自即日生效

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for the stipulation pursuant to Article 45 of \"Securities and Exchange Act\", Article 2 of \"Standards Governing the Establishment of Securities Firms\", Paragraph 1 of Article 31 and Paragraph 2 of Article 36-1 of \"Regulations Governing Securities Firms\", which stipulates relevant rules for securities firms concurrently operating securities investment consulting business or futures advisory business (stipulation becomes effective from 31st, March 2021)