金融监督管理委员会民国111年9月23日金管证投字第1110383980号

预告「证券投资信託事业负责人与业务人员管理规则」部分条文、「证券投资顾问事业负责人与业务人员管理规则」部分条文修正草案

FINANCIAL SUPERVISORY COMMISSION Notice is hereby given, to commence a period of public comments for the draft amendment on partial articles of \"Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises\" and partial articles of \"Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises\"