金融监督管理委员会民国111年10月28日金管证券字第1110384597号
修正「证券商负责人与业务人员管理规则」部分条文、「期货商负责人及业务员管理规则」部分条文
FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for the amendment on partial articles of \"Regulations Governing Responsible Persons and Associated Persons of Securities Firms\" (amended regulations take into force from 28th, October 2022 except Article 11-3, which shall be taking into force from 1st, January 2023) and partial articles of \"Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants\" (amended regulations take into force from 28th, October 2022 except Article 7-3, which shall be taking into force from 1st, January 2023)
出处:https://gazette.nat.gov.tw/egFront/detail.do?metaid=136073&log=detailLog