金融監督管理委員會民國110年3月31日金管證券字第1100335023A號

依據「證券交易法」第45條、「證券商設置標準」第2條、「證券商管理規則」第31條第1項及第36條之1第2項規定，訂定證券商辦理兼營證券投資顧問或期貨顧問業務之相關規定，自即日生效

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for the stipulation pursuant to Article 45 of \"Securities and Exchange Act\", Article 2 of \"Standards Governing the Establishment of Securities Firms\", Paragraph 1 of Article 31 and Paragraph 2 of Article 36-1 of \"Regulations Governing Securities Firms\", which stipulates relevant rules for securities firms concurrently operating securities investment consulting business or futures advisory business (stipulation becomes effective from 31st, March 2021)