金融監督管理委員會民國111年12月22日金管證投字第1110385547號

修正「證券投資信託事業負責人與業務人員管理規則」部分條文、「證券投資顧問事業負責人與業務人員管理規則」部分條文

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for the amendment on partial articles of \"Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises\" (amended regulations take into force from 22nd, December 2022 except Article 15-1, which shall become effective from 1st, January 2023); for the amendment on partial articles of \"Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises\" (amended regulations take into force from 22nd, December 2022 except Article 7-1, which shall become effective from 1st, January 2023)