金融監督管理委員會民國111年9月23日金管證投字第1110383980號

預告「證券投資信託事業負責人與業務人員管理規則」部分條文、「證券投資顧問事業負責人與業務人員管理規則」部分條文修正草案

FINANCIAL SUPERVISORY COMMISSION Notice is hereby given, to commence a period of public comments for the draft amendment on partial articles of \"Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises\" and partial articles of \"Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises\"