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金融監督管理委員會令:公開發行公司交付未滿3年之私募有價證券,其應募人或購買人依「信託法」規定辦理私募有價證券之信託移轉,不受「證券交易法」第43條之8第1項規定之限制,但受託人管理或處分信託私募有價證券時,仍應依「證券交易法」第43條之8第1項規定辦理,自即日生效

media 2023-09-14

金融監督管理委員會民國112年9月12日金管證發字第11203832205號

公開發行公司交付未滿3年之私募有價證券,其應募人或購買人依「信託法」規定辦理私募有價證券之信託移轉,不受「證券交易法」第43條之8第1項規定之限制,但受託人管理或處分信託私募有價證券時,仍應依「證券交易法」第43條之8第1項規定辦理,自即日生效

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for stipulating that placees or purchasers of privately placed securities delivered by public companies less than 3 full years shall be exempt from the restriction of Paragraph 1 of Article 43-8 of \"Securities and Exchange Act\" when they transfer privately placed securities by trust in accordance with \"Trust Law\" except when the trustees administer or dispose of the trust privately placed securities (stipulation becomes effective from 12th, September 2023)


出處:https://gazette.nat.gov.tw/egFront/detail.do?metaid=143264&log=detailLog

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