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金融監督管理委員會令:依「證券集中保管事業管理規則」第5條第6款規定,核准證券集中保管事業得經營證券投資信託基金集中清算之款項總額收付業務,其辦理上開業務應設立專戶,並應與其自有財產分別獨立,除為其委託人辦理應支付款項外,不得動用前開款項,自即日生效

最新の法律 2022-05-14

金融監督管理委員會民國111年5月12日金管證投字第1110335578號

依「證券集中保管事業管理規則」第5條第6款規定,核准證券集中保管事業得經營證券投資信託基金集中清算之款項總額收付業務,其辦理上開業務應設立專戶,並應與其自有財產分別獨立,除為其委託人辦理應支付款項外,不得動用前開款項,自即日生效

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for the stipulation pursuant to Subparagraph 6 of Article 5 of \"Regulations Governing Centralized Securities Depository Enterprises\", which stipulates that centralized securities depository enterprises are allowed to handle receipt and payment services for total amounts of centralized liquidation of securities investment trust funds; CSDEs who handle the aforesaid services shall open the dedicated accounts and the assets in the dedicated accounts shall be separate and independent from CSDEs\' own assets; CSDEs may not utilize the assets in the dedicated accounts except for the purpose of making required payments on behalf of their trustors (stipulation becomes effective from 12th, May 2022)


出處:https://gazette.nat.gov.tw/egFront/detail.do?metaid=132110&log=detailLog

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