金融監督管理委員會民國110年5月10日金管證券字第11003617675號

依據「證券交易法」第15條第3款規定，證券經紀商已擔任證券投資信託基金及境外基金之銷售機構者，得經營基金受益憑證買賣及互易之居間業務相關規定，自即日生效

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for the stipulation pursuant to Subparagraph 3 of Article 15 of \"Securities and Exchange Act\", which stipulates relevant rules that a securities broker who has already served as a distributor of securities investment trust funds and offshore funds may operate the brokerage business for trading and exchanging beneficiary certificates of funds (stipulation becomes effective from 10th, May 2021)