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金融監督管理委員會令:停業中證券商得免依「證券商管理規則」第21條第3項申報月計表,惟於申請復業前應補申報最近一個月之月計表,自即日生效

최신 법 2022-08-24

金融監督管理委員會民國111年8月22日金管證券字第11103829013號

停業中證券商得免依「證券商管理規則」第21條第3項申報月計表,惟於申請復業前應補申報最近一個月之月計表,自即日生效

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for stipulating that suspended securities firms may be exempted from submitting the monthly accounting summary in accordance with Paragraph 3 of Article 21 of \"Regulations Governing Securities Firms\"; suspended securities firms shall submit the monthly accounting summary for the preceding month before applying for their business resumption (stipulation becomes effective from 22nd, August 2022)


出處:https://gazette.nat.gov.tw/egFront/detail.do?metaid=134598&log=detailLog

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